Introduction
To The LYSANDER
SPOONER READER
By George H.
Smith
I.
Somewhere, sometime
a person will open this book not knowing what to expect, but curious
about a man with the curious name of Lysander Spooner. I envy
that reader, for that was me nearly twenty-five years ago when I encountered
No Treason: The Constitution of No Authority.
I could scarcely believe my eyes. Here were ideas radical yet
commonsensical, subversive yet quintessentially American. Spooner
challenged and excited me. Such experiences are rare because truly
original thinkers are rare, and you can discover them but once.
Alas, my days of innocent discovery
are over, the casualty of too much reading. I have read libertarian
writers so obscure that even obscure libertarians have never heard of
them. I doubt if my future holds many surprises, but it does hold
many pleasures. This is one of them: introducing others to Lysander
Spooner.
Lysander
Spooner (1808-1887) was one of the greatest libertarian theorists of
the nineteenth (or any other) century and a founding father of the modem
movement. He was radical to the bone, a nonconformist among nonconformists
who refused to toe any party line.
Trained
as a lawyer, Spooner often wrote like a lawyer, citing precedents, statutes,
and legal authorities. This legalistic style enshrouds some of
his works with a dry, forbidding appearance. But huddled among his legal
arguments are passages of literary and philosophic brilliance.
Spooner
was no ordinary lawyer. He cited the Constitution when he believed
it conformed with natural law; this led him to assert the unconstitutionality
of chartered banks, a monopolistic post office, legal tender laws, slavery,
and other offenses against liberty. In the final analysis, however,
Spooner condemned the Constitution as possessing "no authority,"
and this distinguished him from many radicals of his day.
espoused individualist- anarchism (in substance if not in name), a radical
no-government philosophy with roots deep in American history--Native
American Anarchism, as Eunice Schuster has called it.[1]
For
Spooner, natural law and its corollary, natural rights, are the foundation
of a free and just society. He was an unterrified Jeffersonian
who refused to compromise the principles expressed in the Declaration
of Independence. If man is endowed with inalienable rights, then
no one, including government, should violate them. If government
requires the consent of the governed, then a legitimate government must
acquire the explicit consent of every person in its jurisdiction.
If the people have a right to resist usurpations and the right to overthrow
tyrannical governments, then these rights may be enforced against the
American government.
If
such principles make it difficult for governments to function, then,
as Spooner saw the matter, so much the better. Government is a
standing threat to liberty, peace, prosperity, and social order.
Spooner's
contempt for government was rivaled only by his contempt for fellow
libertarians who compromised their principles under cover of expediency.
Pure justice is a thing of beauty, and Spooner could not abide those
who knowingly defaced it. Where others saw expediency, Spooner
saw only cowardice or betrayal or ambition masquerading as practicality.
II.
Lysander Spooner, the second of nine
children, was born in 1808 on a farm near Athol, Massachusetts.
Spooner discharged his financial obligations to his father by working
on a farm for nine years; then, at age twenty-five, he moved to nearby
Worcester to prepare for a career in law.[2]
In
1835, Spooner set up his own legal practice, thereby violating a Massachusetts
law that required a five year apprenticeship for prospective lawyers
without college degrees. In his first political tract (appearing
in the Worcester Republican), Spooner protested the apprenticeship
law and expressed a disdain for governmental intervention that would
characterize his entire career.
According
to Spooner, the five-year apprenticeship law was meant to exclude "the
well-educated poor" from the legal profession and shield those
"educated in comparative ease and plenty" (many of whom "are
unfit for the profession") from the effects of competition.
Spooner continues:
The
truth is that legislatures and Courts have made lawyers a privileged
class, and have thus given them facilities, of which they have availed
themselves, for entering into combinations hostile, at least to the
interests, if not to the rights, of the community--such as to keep up
prices, and shut out competitors.[3]
A
person who wishes to be a lawyer has as much right to earn his living
by this means as by any other. His competence should concern only
"the lawyer himself and his clients"; the government cannot
legislate competence, nor should it try.
A
free-market legal system, Spooner contends, would break up the cliquish
legal fraternity and provide better protection against malpractice.
Here as elsewhere Spooner was ahead of his time:
If
the profession were thrown open to all, this combination of lawyers
would doubtless be broken up--they, like other men, would hold themselves
severally responsible for their own characters alone--they would have
no inducement to wink at or attempt to hide the malpractices of others--individuals,
who should suppose themselves injured by the practice of an attorney,
instead of laying his complaints before the Bar, would lay them before
the grand jury, or some other tribunal--and . . . it is probable the
community would sometimes fare the better for it.[4]
These
remarks, written when Spooner was twenty-seven, display a bold free-market
radicalism. But Spooner's libertarianism was of one piece; it
was economic and political. In the same article quoted
above, Spooner protests the requirement that lawyers must swear allegiance
to the Commonwealth and the Constitution. His remarks are as charming
as they are incisive.
The
right of rebelling against what I may think a bad government, is as
much my right as it is of the other citizens of the Commonwealth, and
there is no reason why lawyers should be singled out and deprived of
this right. [I]t is nothing but tyranny to require of me an oath
to support the constitution, as a condition of my being allowed the
ordinary privilege for getting my living in the way I choose.[5]
Massachusetts
law required a lawyer to inform the court if he knew of "an intention
to commit a falsehood." Again, Spooner cuts to the heart
of the matter:
I
do not choose to be made an informer in this manner, against men with
whose matters I have nothing to do. That is not what a lawyer
goes into Court for--he goes there to defend the rights and interests
of his clients, and for nothing else--and he has a right so to do. .
. .[6]
Scarcely
any statute relating to the legal profession escaped Spooner s censorious
gaze. For example, lawyers were required to contribute fifty dollars
to the Law Library Association. Spooner was outraged. If
he needed to use the law library, he was willing to pay for it--but
what if a lawyer lived too far away to make use of it, or what if a
lawyer owned his own books? Unless Spooner joined the Association
or used its books, that organization had no more claim to his fifty
dollars than The Missionary or Bible Society."
In
1836 Spooner left Worcester for the Ohio country to seek his fortune
in land speculation, just in time to lose everything during the Panic
of 1837. Spooner blamed the economic collapse on governmental
regulation of banking and currency. In A New System of Paper
Currency and other tracts, Spooner tried to show, in considerable
detail, how a totally unregulated currency and banking system would
work in a free market.[7]
In
1844, Spooner turned his attention to the government's monopoly on mail
delivery. He established the American Letter Mail Company, a private
postal service that drastically undercut the government's rate.
Spooner defended his illegal action in a spirited pamphlet, The Unconstitutionality
of the Laws of Congress Prohibiting Private Mails.
The
Constitution (Art. 1, Sec. 8) declares that "The Congress shall
have power to establish post-offices and post roads;" however,
according to Spooner, this does not justify a government monopoly
on mail delivery. Indeed, government agencies are typically concerned
more with feathering their own nests than with providing efficient services.
Quoting Spooner:
Universal
experience attests that government establishments cannot keep pace with
private enterprise in matters of business (and the transmission of letters
is a mere matter of business). Private enterprise has always the
most active physical powers, and the most ingenious mental ones.
It is constantly increasing its speed, and simplifying and cheapening
its operations. But government functionaries, secure in the enjoyment
of warm nests, large salaries, official honors and power, and presidential
smiles--all of which they are sure of so long as they are the partisans
of the President--feel few quickening impulses to labor, and are altogether
too independent and dignified personages to move at the speed that commercial
interests require. They take office to enjoy its honors and emoluments,
not to get their living by the sweat of their brows. They are
too well satisfied with their own conditions, to trouble their heads
with plans for improving the accustomed modes of doing the business
of their departments--too wise in their own estimation, or too jealous
of their assumed superiority, to adopt the suggestions of others--too
cowardly to innovate--and too selfish to part with any of their power,
or reform the abuses on which they thrive. The consequence is,
as we now see, that when a cumbrous, clumsy, expensive and dilatory
government system is once established, it is nearly impossible to modify
or materially improve it. Opening the business to rivalry and
free competition, is the only way to get rid of the nuisance.[8]
III.
Spooner noted that his entire family
had been "ardent abolitionists for years," and in 1845 he
entered the fray with The Unconstitutionality of Slavery.
This piece was warmly received by political abolitionists who, unlike
William Lloyd Garrison and his allies, urged anti-slavery activists
to vote and run for political office.
The
esteem shown for Spooner by political abolitionists is reflected in
this resolution passed by the Liberty party in 1849:
Whereas,
Lysander Spooner, of Massachusetts, that man of honest heart and acute
and profound intellect, has published a perfectly conclusive legal argument
against the constitutionality of slavery;
Resolved,
therefore, that we warmly recommend to the friends of of freedom, in
this and other States, to supply, within the coming six months, each
lawyer in their respective counties with a copy of said argument.[9]
Spooner's
role in abolitionism can be understood only by placing him in the broader
context of the controversies that divided that volatile and fascinating
movement.[10]
The
dominant figure in abolitionism was William Lloyd Garrison, editor of
The Liberator. Garrison firmly believed that the Constitution
sanctions slavery, even though the words "slave" and "slavery"
never appear in the document. Garrison's position was strengthened
in 1840, when James Madison's record of the Constitutional Convention
was published for the first time.[11]
Much
that transpired during the Constitutional Convention remained hidden
from Americans for fifty years, thereby permitting delegates to escape
accountability through death. Madison's detailed notes--suitably
altered so as to understate his youthful nationalism--left no doubt
about the place of slavery in the Constitution. It was sanctioned
and protected as a means to bring the deep South into the union.
This was especially apparent in three clauses: the provision that "all
other persons were to be counted as three-fifths when computing representation
in the House (Art. I, sec. 2); the provision that Congress could not
outlaw the slave trade until 1808 (Art. I, sec. 9); and the provision
that required states to return runaway slaves to their masters (Art.
IV, sec. 2).
Garrison's
position was clearly and colorfully stated in 1854, when abolitionists
convened in Framingham, Massachusetts to protest the return of an escaped
slave, Anthony Burns. During his speech, Garrison held up a copy
of the Constitution and condemned it as "a covenant with death
and an agreement from hell." Then Garrison burned a copy
of the Constitution while declaring, "So perish all compromises
with tyranny!" Most of the audience responded with amens.[12]
Garrison's
view of the Constitution led him to oppose any political activity by
abolitionists. His colleague Wendell Phillips defended this position
in Can Abolitionists Vote or Take Office Under the United States
Constitution? (1845).
Phillips
notes that all officials, state and federal, are required to swear an
oath "to support the Constitution of the United States"--and
he maintains that no abolitionist can do so in good conscience, because
the Constitution is a pro-slavery document. Nor should abolitionists
vote, because voting delegates authority to an agent, and what "one
does by his agent he does himself." Phillips continues:
Of
course no honest man will authorize and request another to do an act
which he thinks it wrong to do himself. Every voter, therefore,
is bound to see, before voting, whether he could himself honestly
swear to support the constitution.[13]
In
The Unconstitutionality of Slavery, Spooner sought to refute the
Garrisonian critique of the Constitution and thereby open the door for
political activity by abolitionists. Spooner was neither the first
nor the last to try this, but his attempt was the most thorough and
legally grounded. To establish the unconstitutionality of slavery,
Spooner believed, was a necessary step in abolishing slavery.
Even if the entire North became abolitionist, "they would still
be unable to touch the chain of a single slave, so long as they should
concede that slavery was constitutional." Southern lawyers were
noted for their strict and literal interpretation of the Constitution,
so Spooner hoped to change their minds by meeting them on their own
ground. He based his case on the rules of legal interpretation
expounded by Sir William Blackstone and other authorities of Common
Law.
According
to Spooner, law, in its most basic sense, refers to natural law--"that
natural, universal, impartial and inflexible principle, which, under
all circumstances, necessarily fixes, determines, defines and
governs the civil rights of men." All men are endowed with
equal rights to life, liberty, and property. This is "the
paramount law"; indeed, strictly speaking, there can be "no
law but natural law," because no human enactments can overturn
the provisions of natural justice. Legitimate governments must
rest on consent; a social contract, and even that contract cannot
lawfully authorize government to destroy or take from men their natural
rights: for natural rights are inalienable, and can no more be surrendered
to government--which is but an association of individuals--than to a
single individual." The only "legitimate and true object
of government, is to protect natural rights. Even a majority,
however large, cannot agree to a contract (a constitution) that violates
"the natural rights of any person or persons whatsoever."
Such a contract "is unlawful and void and has "no moral
sanction. [14]
This
argument from natural law renders slavery immoral and unjust, whatever
the Constitution might say. But Spooner does not base his constitutional
argument on this premise. In interpreting the Constitution, he
insists only that "the ordinary legal rules of interpretation.
be observed. Natural right, in Spooner's argument, functions as
a presumption, a beacon to guide legal interpretations. The most
important rule is that all language in the Constitution "must be
construed 'strictly' in favor of natural right," unless
there is clear and convincing evidence to the contrary. Before
we can interpret constitutional provision as contrary to natural right
(i.e., as upholding slavery), the terms of that provision must be "express,
explicit, distinct, unequivocal, and one to which no other meaning
can be given. . . . [15]
While
examining the slavery clauses of the Constitution, Spooner falls back
on his basic rule of interpretation. Any apparent violation of
natural right must be stated explicitly and not permit another, more
libertarian interpretation. For example, the fugitive slave clause
refers to persons held to service or labor. According to
Spooner, this provision, if interpreted literally, refers to indentured
servants, not to slaves. And so it goes with other slavery provisions
of the Constitution.
Spooner was unmoved by the supposed
intentions of the Constitution's framers. The only relevant legal point
is what the Constitution in fact authorizes in express language,
not what its framers intended it to authorize. The Constitution
never mentions slaves or slavery, so by strict rules of interpretation--indeed,
by the same rules that most Southerners followed--the constitution cannot
be viewed as pro-slavery.
IV.
The Unconstitutionality
of Slavery was greatly admired by political abolitionists who--in
opposition to William Lloyd Garrison and his followers--believed in
the morality of voting and electoral politics. It is ironic, therefore,
that Spooner refused to vote or join any political party, including
the abolitionist Liberty party.
In
a letter to his friend George Bradburn, Spooner indicated that his "theory
of voting" did not allow him to support any political party, even
one that was antislavery. Bradburn was annoyed. How could
it be "that such notions are held by him, who wrote the 'Unconstitutionality
of Slavery"'? Spooner replied:
I
do not rely upon "political machinery" (although it may, or
may not, do good, according as its objects are, or are not, legal and
constitutional) . . . because the principle of it is wrong; for it admits
. . . that under a constitution, the law
depends on the will of majorities, for the time being, as indicated
by the acts of the legislature.[16]
Spooner
could not sanction the Constitution and the government it established.
Although the Constitution is "a thousand times better . . . than
it is generally understood to be," it is so seriously flawed that
"honest men who know its true character" should not sanction
it.[17] Wendell Phillips was indeed correct when he charged that
"Mr. Spooner's idea is practical no-governmentalism.[18]
Thus,
Spooner was neither a Garrisonian nor a political abolitionist.
As Lewis Perry has observed, Spooner "was a maverick abolitionist
who belonged to none of the familiar factions in the movement."[19]
In
A Defence for Fugitive Slaves (1850), Spooner presents an argument
that he would later expand into one of his most famous works, An
Essay on the Trial By Jury (reprinted in this volume). Americans
who assisted runaway slaves were subject to prosecution under the Fugitive
Slave Laws. Spooner regards these laws as unconstitutional and
unjust; therefore, anyone prosecuted under them should be exonerated
by the jury.
If
an indictment be found, the jury who try that indictment, are judges
of the law, as well as the fact. If they think the law unconstitutional,
or even have any reasonable doubt of its constitutionality, they are
bound to hold the defendants justified in resisting its execution.[20]
According
to Spooner, a judge represents the government,
where as a jury represents the people. And the people,
speaking through a jury, have a right to assess laws as well as facts.
Should a jury find a law unjust or unconstitutional, it should effectively
nullify that law by refusing to convict the defendant.
In
An Essay on the Trial By Jury, Spooner presents a good deal
of historical material to support his case for jury nullification.
Did early American law conform to Spooner's view, as he claims?
The distinguished legal historian Lawrence M. Friedman writes:
In American
legal theory, jury power was enormous, and subject to few controls.
There was a maxim of law that the jury was judge both of law and of
fact in criminal cases. This idea was particularly strong in the
first Revolutionary generation, when memories of royal justice were
fresh. In some states the rule lasted a long time, and in Maryland,
the slogan was actually imbedded in the constitution. But the
rule came under savage attack from some judges and other authorities.
. . . It . . . threatens the power
of judges.[21]
V.
Jury nullification was not Spooner's
only strategy to weaken slavery. He also called for armed abolitionists
to infiltrate the South, liberate slaves, and foment insurrections.
After attaining their freedom, slaves were to receive restitution from
the property of their former owners. These and other particulars
are spelled out in A Plan for the Abolition of Slavery,
a broadside published by Spooner in the summer of 1858. This broadside
apparently influenced John Brown, who tried to implement Spooner's plan
in his abortive raid on Harper's Ferry, Virginia.[22]
After
Brown had been captured and sentenced to hang, Spooner hatched a plan
to kidnap Governor Henry Wise of Virginia and hold him as hostage in
exchange for Brown. This plan went nowhere, however, owing to
lack of funds.[23]
Spooner
was adamant in his belief that the right forcibly to resist unjust laws
is inalienable. The constant fear of an uprising by the people
is the only thing that keeps rulers from becoming tyrannical.
As Spooner puts it:
The
right and the physical power of the people to resist unjustice, are
really the only securities that any people ever can have for their liberties.
Practically no government knows any limit to its power but the endurance
of the people. And our government is no exception to the rule.
But that the people are stronger than the government, our representatives
would do any thing but lay down their power at the end of two years.
And so of the president and senate. Nothing but the strength of
the people, and a knowledge that they will forcibly resist any very
gross transgression of the authority granted to their representatives,
deters these representatives from enriching themselves, and perpetuating
their power, by plundering and enslaving the people.[24]
Spooner's
dissent from orthodox abolitionism is nowhere more apparent than in
No Treason, perhaps his greatest work (and reprinted in this volume.)
Nearly every abolitionist supported the North during the Civil War.
This was true even of Garrison, a professed pacifist who had previously
called for free states to secede from the Union. Garrison, who
viewed the Civil War as a struggle between "free men and a desperate
slave oligarchy," wrote:
All
my sympathies and wishes are with the [Northern] government, because
it is entirely in the right, and acting strictly in self-defense and
for self-preservation. This I can say, without any compromise
of my peace-principles.[25]
Spooner
attacks these common beliefs in No Treason,
where he undertakes a remarkable and devastating analysis of the Constitution
and its moral authority (it had none, according to Spooner). He
clearly distinguishes the evil of slavery from the right of secession--a
right that was embodied in the American Revolution.
[T]he
whole Revolution turned upon, asserted, and, in theory, established,
the right of each and every man, at his discretion, to release himself
from the support of the government under which he lived. And this
principle was asserted, not as a right peculiar to themselves, or to
that time, or as applicable only to the government then existing; but
as a natural right of all men, at all times, and under all circumstances.[26]
Spooner
stood nearly alone among radical abolitionists in his defense of the
right of the South to secede from the Union. Then, as if anticipating
revisionist historians, he denies that the war had been fought over
slavery. Rather, the war erupted "for a purely pecuniary
consideration, to wit, a [Northern] control of the markets in the
South; in other words, the privilege of holding the slave-holders themselves
in industrial and commercial subjection to the manufacturers and merchants
of the North (who afterwards furnished the money for the war.)"[27]
Spooner's extensive treatment of this theme is surely one of the most
fascinating pieces of writing from the Civil era.
VI.
Spooner's concern with civil liberties
is manifested in Vices Are Not Crimes (reprinted in this volume),
which originally appeared anonymously as a chapter in a book by Dio
Lewis, Prohibition: A Failure
(1875). The physician Lewis attributed the chapter to "a
lawyer friend," and not until Benjamin Tucker's memoir of Spooner
(Liberty, May 28, 1887) did the true author become known.
This
is probably the only major piece not to be included in The Collected
Works of Lysander Spooner. Vices Are Not Crimes
owes its modern revival to Carl Watner, who unearthed it, and to Janice
Allen, who published it (TANSTAAFL, 1977) for the first time in more
than a century. Were it not for this joint labor of love, one
of Spooner's finest essays might have remained buried indefinitely between
the covers of an obscure book.
Vices
Are Not Crimes is as fresh as the day it was written, for it speaks
directly to the current persecution of drug consumers, sexual nonconformists,
and others who pursue their happiness in illegal ways. Indeed,
most modern tracts on personal liberty pale in comparison to Spooner's
uncompromising and unapologetic defense.
According
to Spooner, every mentally competent person over ten years of age--regardless
of race, sex, religion, or personal proclivities--is equally possessed
with natural rights, including the right to pursue happiness.
A government should protect this right (assuming we take the Declaration
of Independence seriously), but this is impossible if a government also
tries to punish vice. A government can do one or the other but
not both, any more than it can protect both liberty and slavery.
No
one is morally perfect, so if a government were to punish all vices
impartially, "everybody would be in prison for his or her vices,
leaving "no one left outside to lock the doors upon those within."
Only one possibility remains: a government might punish only select
vices. But, Spooner contends, it is "utterly absurd, illogical,
and tyrannical" for a group to punish the vices of others while
demanding liberty for their own.
The
violation of rights is the bright line by which Spooner separates vices
from crimes. Crimes violate rights; vices do not. Vices
may be self-destructive or offensive, but--like all peaceful, voluntary
activities--they should remain outside the province of law and government.
Such vices include "gluttony, drunkenness, prostitution, gambling,
prize-fighting, tobacco-chewing, smoking, and snuffing, opium-eating,
corset-wearing, idleness, waste of property, avarice, hypocrisy, &c.,
&c." If practitioners of these and other vices cannot
be reformed voluntarily, if they go "on to what other men call
destruction," then they "must be permitted to do so."
The essence of Spooner's argument runs deep in the individualist tradition.
For example, two centuries before Spooner, John Locke had argued that
a ruler should not try to stamp out sin. Why? Because sins
as such "are not prejudicial to other men's rights, nor do they
break the public peace of societies."
Spooner
begins with rights but does not end there. Vices Are Not Crimes
contains a wealth of insightful observations about the highly contextual
nature of virtue and vice. Spooner shows great respect for the
unique character and circumstances of each individual, and he studiously
avoids that pretentious moralizing that so often mars works of this
kind. People must make decisions in their quest for happiness,
and some may choose better than others. But virtue and happiness
cannot flourish unless a person is free "to inquire, investigate,
reason, try experiments, judge, and ascertain for himself. . . ."
Coerced virtue is a contradiction in terms.
VII.
The
Civil War extinguished 620,000 lives and transformed the political culture
of America. George Ticknor, writing in 1869, commented on the
"great gulf between what happened before the war in our century
and what has happened since or what is likely to happen hereafter.
It does not seem to me as if I were living in the country in which I
was born. [28]
The
language of rights, consent, and social contract-the vocabulary of Lysander
Spooner--was no longer popular among Northern intellectuals, for this
had been the language of treason and secession. The word "union"
(which suggested a confederation of sovereign states) gave way to "nation";
and "The United States are"
(the verb preferred by James Madison, among many others) became "The
United States is. . . [29]
After
the war, a speaker at William and Mary College declared: We at the
North, all learned that there was in our . . . Government a power of
which we never divine, as being the great incarnation of a nation's
rights, privileges, honor and life." According to the historian
John Motley, "no individual is anything in the midst of this great
revolution"; and, in the words of Walt Whitman, the war taught
America that "a nation cannot be trifled with.[30]
Lysander
Spooner no longer spoke the language of his countrymen, and he watched
the power of government accelerate at an astonishing rate.[31]
Spooner was swimming against the current of opinion, but he never gave
up. His friend and colleague Benjamin Tucker gave him a fitting
tribute:
He
died at one o'clock in the afternoon of Saturday, May 14 [1887], in
his little room at 109 Myrtle Street, surrounded by trunks and chests
bursting with the books, manuscripts, and pamphlets which he had gathered
about him in his active pamphleteer's warfare over half a century long.
. . . Some time or other the story of this glorious life of eighty years
will be told in detail as it deserves.[32]
[From THE LYSANDER SPOONER
READER, San Francisco:
Fox & Wilkes, 1992, pp.
vii-xix. Footnotes not included.]
